UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM
CURRENT REPORT
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| Item 5.07 | Submission of Matters to a Vote of Security Holders. |
On September 23, 2021, Altimmune, Inc. (the “Company”) held its 2021 Annual Meeting of Stockholders (the “2021 Annual Meeting”). As of August 10, 2021, the record date for the 2021 Annual Meeting, there were 39,705,884 shares of the Company’s common stock outstanding and entitled to vote at the 2021 Annual Meeting. A total of 28,489,957 shares of common stock were present or represented by proxy at the 2021 Annual Meeting, representing 71.75% of the issued and outstanding shares entitled to vote at the meeting, representing a quorum. The proposals voted upon and the final results of the vote were as follows:
Proposal No. 1: Election of Directors. The results were as follows:
| Director | For | Withhold | Broker Non-Votes | |||||||||
| Mitchel Sayare, Ph.D. | 18,420,433 | 392,066 | 9,677,458 | |||||||||
| Vipin K. Garg, Ph.D. | 18,417,793 | 394,706 | 9,677,458 | |||||||||
| David J. Drutz, M.D. | 15,118,630 | 3,693,869 | 9,677,458 | |||||||||
| John M. Gill | 11,033,020 | 7,779,479 | 9,677,458 | |||||||||
| Philip L. Hodges | 18,400,560 | 411,939 | 9,677,458 | |||||||||
| Diane Jorkasky, M.D. | 18,406,747 | 405,752 | 9,677,458 | |||||||||
| Wayne Pisano | 14,848,010 | 3,964,489 | 9,677,458 | |||||||||
| Klaus O. Schafer, M.D., MPH | 18,400,808 | 411,691 | 9,677,458 | |||||||||
Proposal No. 2: Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2021. The results were as follows:
| For | Against | Abstain | ||||||||
| 28,430,498 | 29,266 | 30,193 | ||||||||
Proposal No. 3: Advisory vote on the Compensation of the Company’s named executive officers as disclosed in the Proxy Statement pursuant to the SEC’s compensation rules (referred to as the “say-on-pay” proposal). The results were as follows:
| For | Against | Abstain | Broker Non-Votes | |||||||||||
| 8,321,213 | 10,439,681 | 51,605 | 9,677,458 | |||||||||||
Proposal No. 4: Vote to authorize the adjournment of the 2021 Annual Meeting to enable the Board of Directors to solicit additional proxies. The results were as follows:
| For | Against | Abstain | ||||||||
| 18,509,254 | 9,785,811 | 194,892 | ||||||||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Date: September 24, 2021
| ALTIMMUNE, INC. | ||
| By: |
/s/ William Brown | |
| Name: William Brown | ||
| Title: Chief Financial Officer | ||