As filed with the Securities and Exchange Commission on May 13, 2026

Registration No. 333-

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM S-8

REGISTRATION STATEMENT

Under

The Securities Act of 1933

 

ALTIMMUNE, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

20-2726770

(State or other jurisdiction

of incorporation)

 

(I.R.S. Employer

Identification No.)

 

 

910 Clopper Road Suite 201S 

Gaithersburg, Maryland 

 

20878

(Address of principal executive offices)

 

(Zip Code)

ALTIMMUNE, INC.

2019 EMPLOYEE STOCK PURCHASE PLAN

(Full Title of the Plan)

 

Jerome Durso

Chief Executive Officer

Altimmune, Inc.

910 Clopper Road, Suite 201S

Gaithersburg, Maryland

Telephone: (240) 654-1450

(Name, address, including zip code, and telephone number, including area code, of agent for service)

 

Copies to:

Joseph Theis, Jr.

Justin Anslow

Goodwin Procter LLP

100 Northern Ave

Boston, MA 02210

Telephone: (617) 570-1000

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.

 

 

 

 

 

 

 

Large accelerated filer

 

¨

 

Accelerated filer

 

¨

 

 

 

 

Non-accelerated filer

 

x  

 

Smaller reporting company

 

x  

 

 

 

 

 

 

 

 

Emerging growth company

 

¨

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act.  ¨

 


EXPLANATORY NOTE

 

This Registration Statement on Form S-8 registers an additional 705,327 shares of the Registrant’s common stock, $0.0001 par value per share (“Common Stock”) under the Altimmune, Inc. 2019 Employee Stock Purchase Plan, as amended (the “2019 ESPP”). The additional shares are of the same class as other securities relating to the 2019 ESPP for which the Registrant’s registration statement filed on Form S-8 filed with the Securities and Exchange Commission on April 4, 2019 (Registration No. 333-230722) (the “Registration Statement”), is effective. The information contained in the Registration Statement is hereby incorporated by reference pursuant to General Instruction E.


Part II

 

INFORMATION REQUIRED IN THE REGISTRATION STATEMENT

 

Item 8. Exhibits.

 

See the Exhibit Index below for a list of exhibits filed as part of this registration statement on Form S-8, which Exhibit Index is incorporated herein by reference.

 

EXHIBIT INDEX

 

Exhibit

 

 

No.

 

Description

 

 

 

4.1

 

Amended and Restated Certificate of Incorporation of the Registrant (incorporated by reference to the Current Report on Form 8-K (File No. 001-32587) filed with the Securities and Exchange Commission on October 18, 2017).

 

 

 

4.2

 

Certificate of Amendment to Amended and Restated Certificate of Incorporation regarding a reverse stock split (incorporated by reference to the Current Report on Form 8-K (File No. 001-32587) filed with the Securities and Exchange Commission on September 13, 2018).

 

 

 

4.3

 

Certificate of Amendment to Amended and Restated Certificate of Incorporation regarding an increase in authorized shares (incorporated by reference to the Current Report on Form 8-K (File No. 001-32587) filed with the Securities and Exchange Commission on September 13, 2018).

4.4

 

Certificate of Amendment to Amended and Restated Certificate of Incorporation regarding an increase in authorized shares (incorporated by reference to the Current Report on Form 8-K (File No. 001-32587) filed with the Securities and Exchange Commission on April 16, 2026).

 

 

 

4.5

 

Amended and Restated Bylaws of the Registrant (incorporated by reference to the Current Report on Form 8-K (File No. 001-32587) filed with the Securities and Exchange Commission on October 18, 2017).

5.1*

 

Opinion of Goodwin Procter LLP.

 

 

 

23.1*

 

Consent of Ernst & Young LLP, independent registered public accounting firm.

 

 

 

23.2*

 

Consent of Goodwin Procter LLP (included in Exhibit 5.1).

 

 

 

24.1*

 

Power of Attorney (included on signature page).

 

 

 

99.1

 

2019 Employee Stock Purchase Plan (incorporated by reference to the Registration Statement on Form S-8 (File No. 333-230722) filed with the Securities and Exchange Commission on April 4, 2019).

 

 

 

107*

 

Filing Fee Table

 

*

Filed herewith


SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Gaithersburg, State of Maryland, on the 13th day of May, 2026.

 

 

ALTIMMUNE, INC.

 

 

 

 

 

 

By:  

/s/ Jerome Durso

 

 

 

Jerome Durso

 

 

 

President and Chief Executive Officer

 

POWER OF ATTORNEY AND SIGNATURES

 

KNOW ALL BY THESE PRESENT, that each individual whose signature appears below hereby constitutes and appoints each of Jerome Durso and Gregory Weaver as such person’s true and lawful attorney-in-fact and agent with full power of substitution and resubstitution, for such person in such person’s name, place and stead, in any and all capacities, to sign any and all amendments (including post-effective amendments) to this Registration Statement on Form S-8, and to file the same, with all exhibits thereto, and all documents in connection therewith, with the Securities and Exchange Commission granting unto each said attorney-in-fact and agent full power and authority to do and perform each and every act and thing requisite and necessary to be done in and about the premises, as fully to all intents and purposes as such person might or could do in person, hereby ratifying and confirming all that any said attorney-in-fact and agent, or any substitute or substitutes of any of them, may lawfully do or cause to be done by virtue hereof.

 

Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed by the following person in the capacities and on the date indicated.

 

Name

Title

Date

 

 

 

/s/ Jerome Durso

Jerome Durso

Chairman of the Board of Directors, President and Chief Executive Officer

(Principal Executive Officer)

May 13, 2026

 

 

 

/s/ Gregory Weaver

Gregory Weaver

Chief Financial Officer

(Principal Financial and Accounting Officer)

May 13, 2026

 

 

 

/s/ John Gill

John Gill

Director

May 13, 2026

 

 

 

/s/ Philip Hodges

Philip Hodges

Director

May 13, 2026

 

 

 

/s/ Diane Jorkasky, M.D.

Diane Jorkasky, M.D.

Director

May 13, 2026

 

 

 

/s/ Teri Lawver

Teri Lawver

Director

May 13, 2026

 

 

 

/s/ Wayne Pisano

Wayne Pisano

Director

May 13, 2026

/s/ Mitchel Sayare, Ph.D.

Mitchel Sayare, Ph.D.

Director

May 13, 2026

 

 

 

/s/ Klaus O. Schafer, M.D.

Klaus O. Schafer, M.D. 

Director

May 13, 2026

 

 

 

/s/ Catherine Sohn, Pharm D.

Catherine Sohn, Pharm D. 

Director

May 13, 2026

 

 

 


Exhibit 5.1

 

Graphic

 

 

 

Goodwin Procter LLP

100 Northern Avenue

Boston, MA 02210

 

goodwinlaw.com

+1 617 570 1000 

 

May 13, 2026

 

Altimmune, Inc.

910 Clopper Road Suite 201S

Gaithersburg, Maryland

 

 

Re:

Securities Being Registered under Registration Statement on Form S-8

 

Ladies and Gentlemen:

 

We have acted as your counsel in connection with your filing of a Registration Statement on Form S-8 (the “Registration Statement”) pursuant to the Securities Act of 1933, as amended (the “Securities Act”), on or about the date hereof relating to an aggregate of 705,327 shares (the “Shares”) of Common Stock, par value $0.0001 per share (“Common Stock”), of Altimmune, Inc., a Delaware corporation (the “Company”), that may be issued pursuant to the Company’s 2019 Employee Stock Purchase Plan, as amended (the “Plan”).

 

We have reviewed such documents and made such examination of law as we have deemed appropriate to give the opinion set forth below. We have relied, without independent verification, on certificates of public officials and, as to matters of fact material to the opinion set forth below, on certificates of officers of the Company.

 

For purposes of the opinion set forth below, we have assumed that, at the time Shares are issued, the total number of then unissued Shares, when added to the number of shares of Common Stock issued, subscribed for, or otherwise committed to be issued, does not exceed the number of shares of Common Stock authorized by the Company’s certificate of incorporation.

The opinion set forth below is limited to the Delaware General Corporation Law.

 

Based on the foregoing, we are of the opinion that the Shares have been duly authorized and, when delivered against payment therefor in accordance with the terms of the Plan, will be validly issued, fully paid and nonassessable.

This opinion letter and the opinion it contains shall be interpreted in accordance with the Core Opinion Principles as published in 74 Business Lawyer 815 (Summer 2019).

 

We hereby consent to the inclusion of this opinion as Exhibit 5.1 to the Registration Statement. In giving our consent, we do not admit that we are in the category of persons whose consent is required under Section 7 of the Securities Act or the rules and regulations thereunder.

 

Very truly yours,

 

/s/ GOODWIN PROCTER LLP

 

GOODWIN PROCTER LLP


Exhibit 23.1

 

Consent of Independent Registered Public Accounting Firm

  

We consent to the incorporation by reference in the Registration Statement (Form S-8) pertaining to the Altimmune, Inc. 2019 Employee Stock Purchase Plan, as amended, of our report dated March 6, 2026, with respect to the consolidated financial statements of Altimmune, Inc. included in its Annual Report (Form 10-K) for the year ended December 31, 2025, filed with the Securities and Exchange Commission.

  

 

/s/ Ernst & Young LLP

Iselin, New Jersey

May 13, 2026


EX-FILING FEES
S-8 S-8 EX-FILING FEES 0001326190 Altimmune, Inc. N/A Fees to be Paid 0001326190 2026-05-11 2026-05-11 0001326190 1 2026-05-11 2026-05-11 iso4217:USD xbrli:pure xbrli:shares

Calculation of Filing Fee Tables

S-8

Altimmune, Inc.

Table 1: Newly Registered Securities

Security Type

Security Class Title

Fee Calculation Rule

Amount Registered

Proposed Maximum Offering Price Per Unit

Maximum Aggregate Offering Price

Fee Rate

Amount of Registration Fee

1 Equity Common stock, $0.0001 par value per share Other 705,327 $ 3.06 $ 2,158,300.62 0.0001381 $ 298.06

Total Offering Amounts:

$ 2,158,300.62

$ 298.06

Total Fee Offsets:

$ 0.00

Net Fee Due:

$ 298.06

Offering Note

1

Pursuant to Rule 416(a) under the Securities Act of 1933, as amended (the "Securities Act"), this registration statement shall also cover any additional shares of the Registrant's common stock, par value $0.0001 per share (the "Common Stock") which become issuable under the Altimmune, Inc. 2019 Employee Stock Purchase Plan, as amended (the "2019 ESPP") by reason of any stock dividend, stock split, recapitalization or any other similar transaction effected without the receipt of consideration which results in an increase in the number of our outstanding shares of common stock. Pursuant to Rule 416(c) under the Securities Act, this registration statement shall also cover an indeterminate amount of interests to be offered or sold pursuant to the 2019 ESPP. Estimated solely for the purpose of calculating the registration fee pursuant to Rule 457(c) and (h) of the Securities Act, and based on the average of the high and low sales prices of the Common Stock, as quoted on The Nasdaq Global Market, on May 8, 2026, which is a date within five business days prior to the filing of this registration statement. Represents an increase of 705,327 additional shares available for issuance under the 2019 ESPP pursuant to the approval of the Company's shareholders at the Altimmune 2026 Annual Meering where, on April 16, 2026, such shareholders authorized an increase in the number of shares of Common Stock reserved and available for issuance under the 2019 ESPP by 705,327.

Table 2: Fee Offset Claims and Sources ☑Not Applicable
Registrant or Filer Name Form or Filing Type File Number Initial Filing Date Filing Date Fee Offset Claimed Security Type Associated with Fee Offset Claimed Security Title Associated with Fee Offset Claimed Unsold Securities Associated with Fee Offset Claimed Unsold Aggregate Offering Amount Associated with Fee Offset Claimed Fee Paid with Fee Offset Source
Rule 457(p)
Fee Offset Claims
Fee Offset Sources